I'm on a budget setting up my license crowd Funding portal with the FINRA/ SEC. I have completed everything and just need to send me finger print. is there a checklist for the thing i need to do so i can do everything properly and know my roadmap. also is it hard to change the name of the Entity I wan to add Capital at the end of the name?
Hello! FINRA should be able to provide you with all the info you need to get properly set up. Good luck!
albert santos
asked
Jenny Kassan
Hello! FINRA should be able to provide you with all the info you need to get properly set up. Good luck!
I would highly recommend Brandon from Halyard Compliance brandon@halyardcompliance.com who is really equipped to answer your question in more detail.